Lincoln Investment Disclosures

Cash Sweep Disclosures

Cash Sweep Information

Investment Advisory Disclosure Brochures

Thank you for opening an account with Lincoln Investment Planning, LLC (Lincoln Investment). If you have consented to the Electronic Delivery of Regulatory Documents, the links to the Important Investor Disclosure Documents below provide you the opportunity to view, download, and print the documents for your permanent records. Please review the documents and direct any questions to your Financial Advisor.

To request paper copies of these documents, please send an email to: service@lincolninvestment.com or mail a letter to: The Lincoln Investment Companies, 601 Office Center Drive, Suite 300, Fort Washington, PA 19034, Attn: Electronic Delivery; or call in your request at 800-242-1421, extension 4770. You may also request copies of these documents from your Financial Advisor.

If you have not consented to the Electronic Delivery of Regulatory Documents, your Financial Advisor will provide the pertinent disclosures in hard copy from the list below.

Important Investor Disclosure Documents

Form ADV Part 2A and Appendix 1 (Investment Advisory Disclosure Brochures):

UMB Bank, n.a. Custodial Agreement for Accounts held at Lincoln Investment:

Business Continuity Planning

The Lincoln Investment Companies have established emergency preparedness plans and procedures that address the possibility of a significant business disruption that could result from power outages, natural disasters and other events. This business continuity plan is reviewed, updated and tested on a regular basis and provides for continuation of investor services in the event of a disruption. A few examples of what might occur if we were to experience a business disruption of varying magnitudes includes, but is not limited to: (1) In the event of a global or local pandemic, if the local, state or federal government chooses to initiate a civil action limiting the physical movement of employees, we would activate our business continuity plan to enable employees to work remotely; (2) If telephone service became unavailable, we would reroute calls to an alternate company office for the duration of the outage; (3) If utility electric power were to be lost to our home office, a backup power generator is in place to support all critical investor services, and would be operational within seconds of the power loss; (4) In the event our home office facilities became unavailable, we would continue to provide critical investor services by relocating personnel and resources to another company office.

While no contingency plan can eliminate all risk of service interruption or temporary impediments to account access, we will assess and update the firm’s plans to mitigate all reasonable risk. Our business continuity plan is subject to modification. Any modifications to this disclosure will be promptly posted to our websites (www.lincolninvestment.com and www.capitalanalysts.com). Investors may at any time request an updated written copy by mail.