Important Investor Disclosure Documents

Thank you for opening an account with Lincoln Investment Planning, LLC (Lincoln Investment). If you have consented to the Electronic Delivery of Regulatory Documents, the links to the Important Investor Disclosure Documents below provide you the opportunity to view, download, and print the documents for your permanent records. Please review the documents and direct any questions to your Financial Advisor.

To request paper copies of these documents, please send an email to: or mail a letter to: The Lincoln Investment Companies, 601 Office Center Drive, Suite 300, Fort Washington, PA 19034, Attn: Electronic Delivery; or call in your request at 800-242-1421, extension 4770. You may also request copies of these documents from your Financial Advisor.

If you have not consented to the Electronic Delivery of Regulatory Documents, your Financial Advisor will provide the pertinent disclosures in hard copy from the list below.

Important Investor Disclosure Documents

Investor Agreement and Disclosure Handbook
Solutions Federally Insured Cash Deposit Terms & Conditions
Lincoln Investment Brokerage Account Fee Schedule for Accounts Held at Pershing LLC
Lincoln Investment Fee Schedule for Solutions Accounts

Form ADV Part 2A and Appendix 1 (Investment Advisory Disclosure Brochures):

Capital Analysts, LLC
Legend Advisory, LLC
Lincoln Investment Planning, LLC

Lincoln Investment Planning, LLC Additional Compensation Disclosure
Lincoln Investment Solutions Premier Mutual Fund Availability List

UMB Bank, n.a. Custodial Agreement for Accounts held at Lincoln Investment:

Governmental 457
Individual Retirement Account (IRA)
Texas ORP

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